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MANIFESTO
FOR A SCIENCE OF
CLINICAL PSYCHOLOGY
Richard M. McFall
Indiana University
This article originally appeared in The Clinical Psychologist,
1991, Volume 44, Number 6, 75-88, and is reprinted with permission.
ABSTRACT
The future of clinical psychology hinges on our ability to integrate science and
practice. Pointing to quality-control problems in the field, the author
proposes that clinical psychologists adopt a Manifesto, consisting of one
Cardinal Principle and two corollaries, aimed at advancing clinical psychology
as an applied science. The rationale behind the proposed Manifesto, and the
implications of the Manifesto for practice and training in clinical psychology
are presented.
Traditionally, this Presidential Address has been devoted to a discussion of
the speaker's personal research interests. I am deviating from that tradition,
focusing instead on a topic of more general concern: the future of clinical
psychology, Section III's mission in shaping that future, and an agenda for
pursuing that mission into the 1990s.
The full, official name of Section III was carefully
chosen by our founders: Section for the Development of Clinical Psychology as
an Experimental/Behavioral Science. With this ungainly name, the founders
ensured that there would be no confusion about the group's aims and values.
Footnote 1
In this respect, the Section is unlike most other organizations in psychology,
which tend to reflect narrower content interests or theoretical preferences.
Section III was founded for the sole purpose of building a science of clinical
psychology, with no allegiances to any particular population, content, or
theory.
What does Section III actually do to help develop clinical psychology as an
experimental/behavioral science? Among other things, we send a representative
to the Division 12 Council, hold annual elections, collect a modest amount of
dues, conduct periodic membership drives, publish a quarterly newsletter,
publish directories of internships and training programs, organize programs for
the annual APA convention, give annual awards to a Distinguished Scientist and
to the author of an outstanding published dissertation, and hold a business
meeting at the annual APA convention. The rest of the time, our executive
committee keeps an eye on unfolding events in clinical psychology and responds
appropriately to whatever opportunities or threats may arise.
It would be fair, I think, to characterize Section III as an organization that
has preferred to promote science primarily by setting an example. Membership in
Section III has been more a declaration of one's. values than a commitment to
any activities. Over the years, the Section's membership roster has read like
the "Who's Who" of empirically-oriented clinical psychologists, with
representatives from a variety of content areas and scientific perspectives.
But our members would rather do science than tam about it or get involved in
poli struggles over it. Section III members have tended to be too busy
advancing scientific knowledge through their own research on specific problems
to spend much time on general causes and crusades.
Perhaps the time has come, however, for Section III members to take a more
active role in building a science of clinical psychology. Specifically, I
believe that we must make a greater effort to differentiate between scientific
and pseudoscientific clinical psychology and to hasten the day when the former
replaces the latter. Section III could encourage and channel such activism
among its members - and among clinical psychologists generally - by developing
and publishing a "Manifesto," which would spell out clearly, succintly, and
forcefully what is meant by "a science of clinical psychology," and outline the
implications of such a science for clinical practice and training.
What follows is my draft proposal of such a Manifesto for
a Science of Clinical Psychology. On its face, it is deceptively simple,
consisting of only one Cardinal Principle and two Corollaries, but its
implications for practice and training in clinical psychology are profound. I
am not so foolish as to expect that everyone will agree with my analysis of the
situation or with all of my proposal. If I focus attention on Section III's
mission and stimulate constructive discussion of how best to achieve this
mission, however, then I will have served a worthwhile purpose. Footnote
2
Cardinal Principle: Scientific Clinical Psychology Is the Only Legitimate and
Acceptable Form of Clinical Psychology
This first principle seems clear and straightforward to me-at least as an ideal
to be pursued without compromise. After all, what is the alternative? Unscientific
clinical psychology? Would anyone openly argue that unscientific clinical
psychology is a desirable goal that should be considered seriously as an
alternative to scientific clinical psychology?
Probably the closest thing to a counterargument to this proposed Cardinal
Principle is the commonly offered rationalization that science doesn't have all
the answers yet, and until it does, we must do the best we can to muddle along,
relying on our clinical experience, judgment, creativity, and intuition (cf
Matarazzo, 1990). Of course, this argument reflects the mistaken notion that
science is a set of answers, rather than a set of processes or methods by which
to arrive at answers. Where there are lots of unknowns-and clinical psychology
certainly has more than its share-it is all the more imperative to adhere as
strictly as possible to the scientific approach. Does anyone seriously believe
that a reliance on intuition and other unscientific methods is going to hasten
advances in knowledge? The systematic procedures of science represent the best
methods yet devised for exploring the unknown. There are no dose competitors.
This is the rationale behind the Cardinal Principle of my proposed Manifesto.
So the alternative to scientific clinical psychology probably is not
unscientific clinical psychology. Are there any other alternatives or
contrasts? The most frequently mentioned is Clinical Practice. The dichotomy
between science and practice is the classic one-the one codified in the Boulder
Model of clinical training with its hyphenated characterization of clinical
psychologists as "scientist-practitioners." The implication commonly attributed
to the hyphenated Boulder Model is that there are two legitimate types of
clinical psychology: clinical science and clinical practice.
This is the dichotomy one hears, for example, from undergraduates who are
applying to graduate training programs in clinical psychology and are
struggling with making what they perceive to be the difficult, but necessary,
career choice between science and practice. When I counsel these
undergraduates, I try to per suade them that they are not framing the issue
correctly-that there really is no choice between science and practice. I tell
them that all clinical psychologists must be scientists first, regardless of
the particular jobs they fill after they earn their degrees; that becoming a
clinical scientist does not mean that they are committed to working in a
laboratory or university; and that choosing not to receive the best scientific
training possible, by purposely opting for a training program that does not
emphasize scientific training, means that they will not beprepared to do any
form of psychological activity as well. What I am saying to them, of course, is
that all forms of legitimate activity in clinical psychology must be grounded
in science, that all competent clinical psychologists must be scientists first
and foremost, and that clinicians must ensure that their practice is
scientifically valid.
Regrettably, many students dismiss my advice. They are convinced by the
official pronouncements of psychological organizations, the characterizations
of clinical psychology put forward by prominent textbooks, and the depictions
of clinical psychology promulgated by other psychologists with whom they
consult that the conventional distinction between scientists and practitioners
is the correct one and that my counsel is completely out of touch with reality.
My advice scares them, I suspect. Their futures are on the line, after all, and
they are not about to lose out by following the advice of someone who seems so
at odds with the dominant view.
It would go beyond the scope of this presentation to trace the history of
clinical psychology's split personality, as manifested in the Boulder Model,
but psychologists committed to science somehow have allowed the perspective
they represent to be characterized as just one of the acceptable alternatives
within clinical psychology, with no greater claim to legitimacy or primacy than
any other. Look at the status of Section III within APA's Division of Clinical
Psychology, for instance. Section III is just one of six sections within the
Division, the others being special interest groups focusing on Clinical Child
Psychology (1); Clinical Psychology of Women (IV); Pediatric Psychology (V);
Racial/Ethnic and Cultural Issues (VI); and Theory, Practice, and Research in
Group Psychotherapy (VII). I don't mean to imply any criticism of these other
sections, but it strikes me as peculiar that the advocates for a science of
clinical psychology have been relegated on the organizational chart to the
level of a special interest group.
The development of clinical psychology as a science should be the central mis
sion of Division 12, not merely one of its many competing interests. Some might
argue, at this point, that Division 12 does regard the promotion of scientific
clinical psychology as its foremost mission. I am skeptical, however. If
Division 12 adequately represented the scientific interests of clinical
psychology, then Section III would be redundant and would disappear. Let me
cite just one example of why we are not redundant: it was largely through the
alertness and lobbying efforts of Lynn Rehm, Section III's 1989 Chair, that the
Division of Clinical Psychology was included as a cosponsor of "Science
Weekend" at the 1990 APA convention.
Speaking of Science Weekend, doesn't the idea behind this event strike you as a
bit odd? The annual convention of the American Psychological Association meets
over a 5-day period, Friday through Tuesday. Two of those 5 days are set aside
for Science Weekend, with its special focus on scientific psychology. What does
that suggest? That three fifths of the convention will be devoted to
unscientific or extrascientific matters? Look at the rest of the APA program
and judge for yourself how much weight is given to psychology as a science, as
opposed to extrascientific issues. Fortunately, Karen Calhoun and Lynn Rehm,
the 1989 and 1991 Chairs of Section III, respectively, are Division 12's
program chairs for the 1990 and 1991 APA conventions, thus helping to encourage
a strong representation of scientific clinical psychology on the program. I
would argue, however, that scientific merit should be the primary selection
criterion for all APA program entries, not just the entries scheduled for a
special Science Weekend. If this were the case, then it would be meaningless to
designate a special weekend for the coverage of science.
The tendency to regard science as only one of the many interests of APA is
reflected in an Opinion column in the July 1990 of The APA Monitor by APA
President Stanley Graham. Taking what he must have considered to be a
conciliatory stance toward the scientists in APA, he said, There
are many groups that represent some special aspect of psychology, but APA is
still the organization that represents all of psychology. APA has more
scientists, publishes more learned journals, and does more to support
psychological research than any psychological organization in the world. As a
person largely identified with practice, I am pleased that my presidential year
has had, among its major accomplishments, the establishment of an Education
Directorate and the enhancement of the Science Directorate. (p. 3)
Reflected in this brief depiction of psychology is the implicit idea that there
are several coequal and legitimate constituencies within psychology, scientific
psychology being only one-on the same organizational level as psychologists
concerned with educational issues or with practice issues. Elsewhere in the
same column, Graham's wording seems to suggest that scientific psychologists,
research psychologists, and academic psychologists are one and the same-and dis
tinguishable from practitioners. If this is how an APA President divides the
world of psychology, is it any wonder that undergraduates applying to graduate
schools equate scientific clinical psychology with academia and laboratory
research, as contrasted with clinical practice? No wonder these students feel
that they must choose between science and practice.
Can you imagine a similar state of affairs in any other scientific discipline?
Imagine, for instance, an undergraduate chemistry major discussing her choice
of graduate schools with her advisor. The student announces that she has
decided to apply only to those doctoral programs in chemistry that will require
the least amount of scientific training; after all, she explains, she plans to
do applied chemical work, rather than basic research, after she completes her
degree. Or imagine another student applying to medical school. Because he is
interested in applied medicine, he is considering only those schools that
require the fewest science courses. These examples are ludicrous; yet academic
advisors in psychology regularly hear such views expressed by prospective
graduate students in clinical psychology. What makes this situation even more
disturbing is that some advisors have come to accept such views of clinical
psychology as reasonable and legitimate.
The time has come for Section III - whose mission it is to promote a science of
clinical psychology - to declare unequivocally that there is only one
legitimate form of clinical psychology: grounded in science, practiced by
scientists, and held accountable to the rigorous standards of scientific
evidence. Anything less is pseudoscience. It is time to declare publicly that
much of what goes on under the banner of clinical psychology today simply is
not scientifically valid, appropriate, or acceptable. When Section III members
encounter invalid practices in clinical psychology, they should "blow the
whistle,' announce that "the emperor is not wearing any clothes," and insist on
discriminating between scientific and pseudoscientific practices.
Understandably, the prospect of publicly exposing the questionable practices of
fellow psychologists makes most of us feel uncomfortable. Controversy never is
pleasant. Public challenges to colleagues' activities certainly will anger
those members of the clinical psychology guild who are more concerned with
image, profit, and power than with scientific validity. However, if clinical
psychology ever is to establish itself as a legitimate science, then the
highest standards must be set and adhered to without compromise. We simply
cannot afford to purchase superficial tranquility at the expense of integrity.
Some might argue: "But who is to say what is good science and what is not? If
we cannot agree on what is scientific, then how can we judge the scientific
meritof specific clinical practices?" This is a specious argument. Most of us
have become accustomed to giving dispassionate, objective, critical evaluations
of the scientific merits of journal manuscripts and grant applications; now we
must apply the same kind of critical evaluation to the full spectrum of
activities in clinical psychology. Although judgments of scientific merit may
be open to occasional error, the system tends to be self-correcting. Besides,
this system of critical evaluation is far better than the alternatives:
authoritarianism, market-driven decisions (caveat emptor), or an "anything
goes" approach with no evaluations at all. it is our ethical and professional
obligation to ensure the quality of the products and services offered to the
public by clinical psychology. We cannot escape this responsibility by arguing
that because no system of quality assurance is 100% perfect, we should not even
try to provide any quality assurance at all.
This need for quality assurance is the focus of the First Corollary of the
Cardinal Principle in my proposed Manifesto for a Science of clinical
Psychology:
First Corollary: Psychological services should not be administered to the
public (except under strict experimental control) until they have satisfied
these four minimal criteria:
1. The exact nature of the service must be described clearly.
2. The claimed benefits of the service must be stated explicitly.
3. These claimed benefits must be validated scientifically .
4. Possible negative side effects that might outweigh any benefits must be
ruled out empirically.
This Corollary may look familiar. It is adapted from recommendations made by
Julian B. Rotter in the Spring 1971 issue of The Clinical Psychologist.
Unfortunately, Rotter's proposal never received the serious consideration it
deserved. If it had, we would be much closer to the goal of a scientific
clinical psychology. Explicit standards of practice, such as I am recommending
here, are a direct implication of the proposed Cardinal Principle. Adopting
such standards is a prerequisite to moving clinical psychology out of the dark
ages. Rotter offered this analogy: Most clinical
psychologists I know would be outraged to discover that the Food and Drug
Administration allowed a new drug on the market without sufficient testing, not
only of its efficacy to cure or relieve symptoms, but also of its short term
side effects and the long term effects of continued use. Many of these same
psychologists, however, do not see anything unethical about offering services
to the public-whether billed as a growth experience or as a therapeutic
one-which could not conceivably meet these same criteria. (p. 1)
"Excellence," "accountability," "competence," quality" - these are key concepts
nowadays in education, government, business, and health care. It is ironic that
psychologists, with their expertise in measurement and evaluation, have played
a major role in promoting such concepts in other areas of society while
ignoring them in their own back yard. One is reminded of the old saying: "The
cobbler's children always need new shoes." The failure to assure the quality of
services in clinical psychology - whatever its causes - cannot continue. Rotter
(1971) sounded this warning in his concluding paragraph: If
psychologists are not more active and more explicit in their evaluation of
techniques of intervention, they will find themselves restrained from the
outside (as are drug companies by the FDA) as a result of their own failureto
do what ethical and scientific considerations require. (p. 2)
External regulation, whether by government bureaucracies or the courts, is not
the only threat. The experiences of U.S. business and industry over the past 45
years might teach clinical psychology something about other dire consequences
of ignoring quality control. The story is familiar to everyone by now: U.S.
manufacturers, thriving in the boom economy of the postwar period, saw little
need to be concerned about the quality of their products, which were selling
well the way they were. Meanwhile, the Japanese, struggling to rebuild their
economy after the war, took the longer view and decided to build their
industrial future on a foundation of quality. They became obsessed with
quality. As a result, the Japanese now dominate the world markets in autos,
electronics, cameras, and numerous other industries.
Ironically, it was an American, W. Edwards Deming, who taught the Japanese the
quality control system that helped them achieve their remarkable industrial
superiority (Walton, 1986). Deming's ideas about quality were ignored in the
U.S. throughout those postwar years. Only recently - when it was almost too
late - has American industry come to realize, as the Ford commercial proclaims,
that "Quality is job 1." A recent turnaround in quality at Ford Motor Company
is due, in large part, to their better late than never adoption of the same
Deming Management Method that had helped the Japanese build higher quality cars
than Ford (Walton, 1986).
What is this remarkable Deming Management Method that spawned the Quality
Revolution? Stripped of its outer shell, its engine is basically the scientific
method, with its requirement for objective specification; quantification and
measurement; systematic analysis and problem solving; hypothesis testing; and a
commitment to persistent, programmatic, evolutionary development, as opposed to
quick fixes, flashy fads, and short-term gains.
What possible relevance does all this have for modem clinical psychology I see
direct parallels. In clinical psychology, "validity" is another word for
"quality." Clinical services are some of our most important products. An
insistence on establishing the validity of clinical services, through the
application of the scientific method, is our system of quality control. To the
extent that clinical psychologists offer services to the public that research
has shown to be invalid, or for which there is no dear empirical support, we
have failed as a discipline to exercise appropriate quality control (cf. Dawes,
Faust, & Meehl, 1989; Faust & Ziskin, 1988a, 1988b; Fowler &
Matarazzo, 1988; Matarazzo, 1990). No matter how many research contributions a
particular clinical psychologist may have made, or how knowledgeable that
individual may be about research literature or methodological issues, if that
individual fails to meet the basic standards of scientific validity in clinical
practice, then that individual cannot claim to be practicing as a scientist.
Furthermore, to the extent that colleagues allow an individual's unscientific
practices to go unchallenged, the scientific status of the profession is
diminished accordingly.
Another parallel between the struggles for quality control in industry and in
clinical psychology is noteworthy: Psychologists tend to raise many of the same
objections to the imposition of scientific standards on clinical psychology as
were raised by U.S. companies to the ideals of consumer-oriented design and
zero defect production. For example, one objection sure to be raised to the
four criteria for quality control proposed in my First Corollary is: "They are
unrealistic and unachievable." This objection represents a self-fulfilling
prophesy; if accepted as true, it never will be proved wrong, even if it is
wrong. One of the biggest obstacles to effective quality control in industry
was the deep-seated conviction that significant improvements in product quality
were impossible (Walton, 1986). Advocates for increased quality were faced with
a barrage of reasons why it couldn't be done, anecdotes about past failures,
and rationalizations about inherent flaws in human character. Deming and the
Japanese simply ignored such arguments, set out to improve quality, and left
the doubters in the dust. We need to do likewise in clinical psychology.
Another argument against implementing scientific standards of practice in
psychology is: "Although standards certainly are desirable and might be
feasible someday, they simply are too costly and impractical to implement at
this time." The CEOs of U.S. industries offered similar resistance to immediate
change, blaming such short-term pressures as the need to show stockholders a
quarterly profit (Walton, 1986). As clinical psychologists, we should recognize
such excuses for avoiding change as the impostors that they are. There never
seems to be a convenient moment for fundamental change. But viewed in
retrospect, feared dislocations seldom are as bad as anticipated, and the
resulting improvements usually prove to be worth the price.
I have had personal, real-world experience with the very kind of quality
standards for psychological services that I am advocating here. I am a member
of the Board of Directors of my local Community Mental Health Center, where I
chair the Program Planning and Evaluation Committee. In 1990, we proposed to
the full Board that it incorporate into the Center's mission statement and
adopt as official Center policy a fundamental commitment to quality assurance:
specifically, the Center would provide only those services that have been shown
to be effective, according to the best scientific evidence available. I was
pleasantly surprised by the positive reception this proposal received from the
Board, the Center's administration, and many of the staff. It was adopted by
the Board.
Of course, it is one thing to adopt an abstract policy, another thing to make
it work. Our Center needed to develop and implement new procedures for the
systematic review and evaluation of the scientific validity of all treatments.
But the new policy required more than new procedures; it also required
increased resolve and courage. The Center's commitment to the new policy was
put to a difficult test almost immediately. Based on recent reviews of the
research literature on treatment programs for sexual offenders (e.g., Furby,
Weinrott, & Blackshaw, 1989) which raised serious questions about the
effectiveness of these clinical services, the clinical staff in the Center's
treatment program for sex offenders initiated a full review of their program
under the Center's new policy. Understandably, there was a strong negative
commumity reaction to the possible discontinuation of the program. The courts,
for example, were distressed by the prospect of losing the program as a
sentencing option for offenders. I am pleased to report that so far the Center
has stuck to its policy, is proceeding with its reevaluation of treatment
programs (including the sex offenders program), and has begun to consider
alternative approaches to handling various patient problems. In the long run,
the Center will serve the community best by devoting its limited resources to
the delivery of only the most valid programs.
One of the problems facing clinical psychology is that it has oversold itself.
As a consequence, the public is not likely to respond charitably when told to
adjust its expectations downward. We cannot blame consumers for wishing that
psychologists could solve all of their problems. Nor should we be surprised if
consumers become upset when told the truth about what psychologists can and
cannot do. We should expect that some consumers simply will not accept the
truth, and will keep searching until they find someone else who promises to
give them what they want. However, the fact that some consumers are ready and
willing to be deceived is no justification for false or misleading claims; the
vulnerability of our consumers makes it all the more imperative that clinical
psychologists practice ethically and responsibly.
Clinical psychologists cannot justify marketing unproven or invalid services
simply by pointing to the obvious need and demand for such services, any more
than they could justify selling snake oil remedies by pointing to the
prevalence of diseases and consumer demand for cures. Some clinicians may ask:
"But what will happen to our patients if we limit ourselves to the few services
that have been proven effective by scientific evidence?" Snake oil merchants
probably asked a similar question. The answer, of course, is that there is no
reason to assume that patients will be harmed if we withhold unvalidated
services. In fact, in the absence of evidence to the contrary, it is just as
reasonable to assume that some unvalidated remedies actually are detrimental to
patients and that the with- holding of these will benefit patients.
If the practices of clinical psychologists were
constrained, as proposed in my First Corollary, where would that leave us? That
is, what valid contributions, if any, might psychologists make to the
assessment, prediction, and treatment of Clinical problems? This question
highlights the major reason why scientific training must be the sine qua non of
graduate education in clinical psychology. Faced with uncertainty about the
validity of assessments, predictions, and interventions, clinicians would be
required by the First Corollary to reduce that uncertainty through empirical
evidence before proceeding to offer such services. Footnote 3
The Corollary explicitly states that clinical scientists
may administer unproven psychological services to the public, but only under
controlled experimental conditions. While untested services represent the
future hope of clinical psychology and thus deserve to be tested, they also
represent potential risks to patients and must be tested cautiously and
systematically. Until scientific evidence convincing y establishes their
validity, such services must be labeled dearly as "experimental." Footnote
4
Only those psychologists with scientific training and expertise will be in a
position to participate in this critical evaluation of clinical services.
It should be added that clinicians-in-training are unproven commodities, as
well, even when they are administering services that have been proven to be
effective in the hands of experienced clinicians. Therefore, the validity of
the services offered by these apprentice clinicians must be evaluated
systematically before each individual therapist-an integral component of the
clinical service-is moved from the "experimental status" to the "approved"
list. Even "approved" and "senior" clinicians must be cognizant of the limits
to their personal validities and take an experimental approach to validating
changes in their cal roles.
In short, the First Corollary requires that clinicians practice as scientists.
This brings us to the Second, and final, Corollary of my proposed Manifesto for
a Science of Clinical Psychology:
Second Corollary: The primary and overriding objective of doctoral training
programs in clinical psychology must be to produce the most competent clinical
scientists possible.
This point follows logically, I believe, from all that has been presented thus
far. It also should require little elaboration. In a practical sense, however,
it is not entirely dear what the most effective methods are for training
clinical psychologists to be scientists. Everyone seems to have opinions about
what makes for effective scientific training, but such views seldom are backed
by sound empirical evidence. Even where evidence exists, it may exert little
influence on the design of clinical training programs. It ought to be
otherwise, of course; those who train scientists should be reflexive, taking a
scientific approach themselves toward the design and evaluation of their
training programs. Unfortunately, the structure and goals of graduate training
in clinical psychology tend to be highly resistant to change. Institutional,
departmental, and personal traditions, alliances, and empires are at stake, and
these tend tomake the system unresponsive to logical, empirical, or ethical
appeals. These limits notwithstanding, let me sketch four of the more important
issues raised by this Second Corollary.
First, the Boulder Model, with its stated goal of training,
"scientist-practitioners," is confusing and misleading. On the one hand, if the
scientist and practitioner are synonymous, then the hyphenated term is
redundant. On the other hand, if the scientist and the practitioner represent
two distinct goals, either as competing alternatives or as separate but
complementary components, then this two-headed view of clinical psychologists
is inconsistent with the kind of unified scientific training being advocated in
the present Manifesto. Therefore, the Boulder Model's dualistic, hyphenated
goal should be replaced by one that stresses the unified and overriding goal of
training clinical scientists.
Second, scientific training should not be concerned with preparing students for
any particular job placements. Graduate programs should not be trade schools.
Scientists are not necessarily academics, and persons working in applied
settings are not necessarily nonscientists. Well-trained clinical scientists
might function in any number of contexts - from the laboratory, to the clinic,
to the administrator's office. What is important is not the setting, but how
the individual functions within the setting. Training program faculty members
need to break out of the old stereotypic dichotomous thinking represented by
the Boulder Model. They need to stop worrying about the particular jobs their
students will take and focus instead on training all students to think and
function as scientists in every aspect and setting of their professional lives.
Third, some hallmarks of good scientific training are rigor, independence,
scholarship, flexibility in critical thinking, and success in problem solving.
It is unlikely that these attributes will be assured by a checklist approach to
required content areas within the curriculum. Increasingly, however, there has
been a tendency-prompted largely by the need to ensure that the criteria for
state licensing and certification will survive legal challenges-toward taking a
checklist approach to the accreditation of graduate training programs in
clinical psychology. Too much emphasis has been placed on the acquisition of
facts and the demonstration of competency in specific professional -
techniques, and too little emphasis has been placed on the mastery of
scientific principles; the demonstration of critical thinking; and the flexible
and independent application of knowledge, principles, and methods to the
solution of new problems. There is too much concern with structure and form,
too little with function and results.
Ideally, we would have been taking a scientific approach to answering the
question of how best to train clinical psychologists; unfortunately, this has
not been done. For the present, then, there simply is no valid basis for
deciding what is the "best" way to train clinical scientists in these desired
attributes. The political move to homogenize the structure and content of
clinical training programs not only is inappropriately premature, but it also
is likely to retard progress toward the goal of developing truly effective
training programs. The state of knowledge in our field is primitive and rapidly
changing; therefore, efforts to establish a required core curriculum for
clinical training, based on such uncertain knowledge, would result in "training
for obsolescence." Similarly, efforts to standardize prematurely on training
program structures and methods simply win perpetuate the status quo, discourage
experimentation, and inhibit evolutionary growth. Until we have good evidence
that one method of training is superior to any others, how can we possibly
decide (except on political or other arbitrary grounds) that all training
programs should cover a fixed body of content and technique, follow a set
curriculum, or adopt a common structure? Recently, for example, there has been
a move to require that accredited clinical training programs provide first-year
students with practicum training. This proposed requirement has received
considerable support, despite the complete lack of any clear evidence that it
would lead to increased scientific or clinical competence in students.
Until we have a valid basis for choosing among the various
options, our policy should be to encourage diversity-to "let a thousand flowers
grow." Footnote 5
Out of such diversity, we might learn something valuable about effective
training methods. Of course, diversity by itself is uninformative; it must be
accompanied by sys tematic assessment and evaluation. The ultimate criterion
for evaluating a pro gram's effectiveness is how well its graduates actually
perform as independent clinical scientists. Thus, program evaluations should
focus on the quality of a program's products-the graduates-rather than on
whether the program conforms to lists of courses, methods, or training
experiences. How a program's graduates perform becomes the dependent variable;
program characteristics serve as independent variables. If the aim of our
graduate programs is to train clinical scientists, then every program's faculty
ought to model scientific decision making when designing and evaluating its
program.
Richard Feynman (1985), the Nobel Prize-winning physicist, used the term "Cargo
Cult Science" to characterize "sciences" that are not sciences. He drew an
analogy with the "cargo cult" people of the South Seas: During
the war (the cargo cult people) saw airplanes land with lots of good materials,
and they want the same thing to happen now. So they've arranged to make things
like runways, to put fires along the sides of the runways, to make a wooden hut
for a man to sit in, with two wooden pieces on his head like headphones and
bars of bamboo sticking out like antennas-he's the controllerand they wait for
the airplanes to land. They're doing everything right. The form is perfect. It
looks exactly the way it looked before. But it doesn't work. No airplanes land.
(P.311)
Much of the debate over how best to train scientists in clinical psychology
smacks of Cargo Cult Science-preoccupation with superficial details of form,
but a failure to comprehend the essence. Many clinical training programs scru
pulously follow rituals that they believe to be associated with the successful
production of scientists. They design curricula, assign readings, hold
discussions, emphasize statistics and research methodology, give tests, require
theses and dissertations, arrange for practica and internships, and hold formal
rites of passage. But something essential is missing. Scientists don't emerge.
Airplanes don't land.
Like the South Sea Islanders, the faculties of clinical training programs cling
to the belief that if only they could arrange things properly-improve the
shapes of the headphones, improve the sequence of courses-their systems at last
would produce results. But their preoccupation with arranging details is like
rearranging the deck chairs on the Titanic. When something essential is
missing, no amount of tinkering with form will make things work properly.
According to Feynman (1985), one of the essential missing ingredients in Cargo
cult Science is "scientific integrity, a principle of scientific thought that
corresponds to a kind of utter honesty-a kind of leaning over backwards." If
you make a theory, for example, and advertise it, or put it out, then you must
also put down all the facts that disagree with it, as well as those that agree
with it. There is also a more subtle problem. When you have put a lot of ideas
together to make an elaborate theory, you want to make sure, when explaining
what it fits, that those things it fits are not just the things that gave you
the idea for the theory; but that the finished theory makes something else come
out right, in addition .... The idea is to try to give all of theinformation to
help others to judge the value of your contribution; not just the information
that leads to judgment in one particular direction or another. (pp. 311-312)
This suggests a good place to focus our attention when thinking about how we
might improve the quality of graduate g in clinical psychology. As a field, if
we fail to display such scientific integrity, how can we hope to be successful
in training scientists. No amount of formal classwork will replace the
integrity lost by a failure, for example, to challenge exaggerated clients
concerning the value of a clinical service. We can give students lectures about
professional ethics, but if the lecturers fail to model utter honesty by
leaning over backwards to provide a full, fair, critical discussion of
psychological theories, research, and clinical practice, then few students will
emerge as scientists, few planes will land.
Fourth and finally, for clinical psychology to have integrity, scientific
training must be integrated across settings and tasks. Currently, many graduate
students are taught to think rigorously in the laboratory and classroom, while
being encouraged-implicitly or explicitly-to check their critical skills at the
door when entering the practicum or internship setting. Such contradictions in
training cannot be tolerated any longer. Training programs in clinical
psychology must achieve a scientific integration of research, theory, and
practice. The faculties of clinical g programs must assume the responsibility
for ensuring that students' practical experiences are integrated with their
scholarly, conceptual, and research experiences. Until that happens, there can
be no unified scientific training in clinical psychology.
THE MANIFESTO AS A CALL TO ACTION
Different camps within clinical psychology have maintained an uneasy truce over
the years, partly out of necessity (in the early days they were allies against
the threats of psychiatry) and partly out of convenience, custom, and economic
self-interest. But events such as the unsuccessful effort to reorganize APA,
the subsequent creation of competitive organizations such as The American
Psychol ogical Society (APS), and recent challenges to APA's sole authority to
accredit graduate training programs in psychology are examples of the tension,
distrust, and conflict that have surfaced among the various camps over the past
decade. Change is in the wind; nothing is likely to be quite the same in the
future.
Today's clinical psychologists face a situation somewhat like that of the bicy
clists in the Tour de France race. We have been riding along at a comfortable
pace, all bunched together, warily eyeing one another, worrying that someone
might try to get a jump on us and break away from the pack. It has been like an
unspoken conspiracy. As long as no one gets too ambitious and tries to raise
the standards, we all can lay back and continue at this pace indefinitely.
Labor unions have a name for the wise guys who won't go along with the pack:
They're called "rate busters." In my more cynical moments, I sometimes suspect
that many psychologists view serious proposals for scientific standards in
practice and training as a betrayal, rate busting, or breaking away from the
pack.
Inevitably, a breakaway will come. Some groups of clinical psychologists will
become obsessed with quality, dedicated to achieving it. These psychologists
will adopt as their manifesto something similar to the one I have outlined
here. When this happens, the rest of clinical psychology-all those who said
that it couldn't be done, that it was not the right time-will be left behind in
the dust.
The Manifesto I have outlined here is a serious proposal; I was not trying to
be provocative. The time is long overdue for a breakaway, for taking seriously
the idea of building a science of clinical psychology. I would like to
believethat Section III members will be well represented among the group of
psychologists that successfully makes the break, when it comes. In fact, I dare
to wish that Section III might promote such a break by formally adopting my
proposed Manifesto, or one like it, hoisting it high as a banner around which
all those who are committed to building a science of clinical psychology might
rally.
Author Notes
This paper is based on the author's Presidential Address to Section III of
Division 12 of the American Psychological Association, at the 1990 Annual
Convention, Boston, MA. The discussion of clinical training issues contains
supplemental paragraphs adapted from this author's symposium presentation, at
the same APA convention, on "The Future of Scientist-Practitioner Training."
The views expressed are the author's, not necessarily those of Section III or
its members.
Correspondence should be addressed to Richard M. McFall, Department of
Psychology, Indiana University, Bloomington, 47405.
Footnotes
1 In the Spring of 1991, Section III voted to change
its name to "Society for a Science of Clinical Psychology." This action
represented no change in organizational philosophy but simply was an effort to
state the organization's purpose more succinctly. Back
to text.
2 Reviewers of an earlier draft of this manuscript
made a number of helpful suggestions and raised several questions. In the
spirit of encouraging a dialogue about the proposed Manifesto, yet hoping to
avoid digressions that might obscure the thread of my original argument, I have
summarized the reviewers' questions in footnotes and have offered replies.
Back to text.
3 Q. How adequately can conventional research
methods, with their reliance on quantitative analyses and group results, answer
clinical questions about how best to approach the unique problems of a specific
client? A: This question raises the classic debate concerning "idiographic vs.
nomothetic" approaches to clinical prediction, where "prediction" incudes the
task of choosing, based on estimated results, the most promising treatment for
a particular client with a particular set of problems. Despite the intuitive
appeal of the idiographic approach, both the empirical evidence and the force
of logical analysis unequivocally support the superior validity of the
nomothetic approach (e.g., Dawes, Faust, & Meehl, 1989). The specifics of
the evidence and arguments on this issue go far beyond the bounds of the
immediate presentation. Helping students work through this issue, in fact, is
one of the central aims of graduate training in scientific clinical psychology,
taking several years and requiring a mastery of demanding material ranging from
the concepts of base rates and cutting scores to the accuracy of clinical and
actuarial predictions. Contrary to popular opinion, the scientific method, with
its quantitative and nomothetic emphasis, consistently does the best job of
predicting the optimal treatments for individual cases. Dubious readers are
encouraged to start by (retreading Meehl's (1973) collected papers.
Back to text.
4 Q. Won't this emphasis on employing only
well-documented interventions tend to stifle creativity in the search for even
better interventions? A: If "creativity" is equated with "winging it" in
therapy, then the emphasis should, indeed, curtail such unwarranted freelance
activity. But if "creativity" refers to the systematic development of
ever-improving treatment methods, then the recommendations presented here
should enhance, rather than stifle, suchcreativity. Without documented
treatment standards against which to compare the effects of novel
interventions, how would it ever be possible to tell if the new (creative)
approaches are any better than the established approaches? The requirement that
new approaches beat the current standards before they can be accepted ensures
that clinical psychology will show genuine advancement, rather than merely
chasing after fads and fashions. Back to text.
5 Isn't there a logical inconsistency here between
recommending diversity in clinical training, on the one hand, and recommending
that only "the best" therapy be used for a given clinical problem, on the other
hand? A: No. In training and therapy alike, when valid evidence indicates that
one approach is better than another, we are obligated to choose the "best"
approach. (There are exceptions, of course, such as when the costs of the best
approach are prohibitive, or when controlled experimental trials are being
conducted in an effort to surpass the current best.) Where there is no evidence
of a best approach, there are two possibilities: (a) The evidence indicates
that doing something is better than doing nothing, in which case choosing any
of the comparable options is justified, or (b) the evidence does not indicate
that doing something is better than doing nothing, in which case it is not
appropriate to proceed. Thus, because we can demonstrate positive gains in the
graduates of scientific training programs in clinical psychology (but not
necessarily in the area of increased clinical sensitivity, according to Berman
& Norton, 1985), it is appropriate that clinical programs continue to offer
scientific training, with a diversity of g approaches being tolerated until
valid grounds for a preference are found. In clinical practice, there are some
problems for which an obligatory best approach has been identified. There are
other problems, however, for which no approach has shown incremental validity,
making "no intervention" the appropriate choice (except under controlled
experimental conditions). Back to text.
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